Form D · Private Equity Fund

FTV IV, L.P.

San Francisco, CA · CIK 0001560793

Offering snapshot reported Nov 27, 2013 · SEC filing

Reported sold: $366M
Investors reported: 116
Minimum accepted: $0
First sale: Nov 9, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$284,715,000 → $365,865,000
Reported investors94 → 116

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 27, 2013	Amendment	$365,865,000	$81,150,000vs Oct 24, 2013	116	SEC filing
Oct 24, 2013	Amendment	$284,715,000	No comparison	94	SEC filing
Oct 24, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-186029

The General Partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.

Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
M2O PRIVATE FUND ADVISORS LLC	158741

Source: Form D, filed Nov 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FTV IV, L.P.

Investment adviser: FTV MANAGEMENT COMPANY LP

Gross asset value: $343M
Beneficial owners: 169
ADV minimum commitment: $250K

Reported in Form ADV on Jan 2, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PETRA FUNDS GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY MENLO PARK, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Marketer M2O PRIVATE FUND ADVISORS LLC WHITE PLAINS, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 34

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81

M2O PRIVATE FUND ADVISORS LLC
CRD 158741 · SEC 8-68917

Filing source

Form ADV 2033719 · Jan 2, 2026 · Schedule D 7.B.(1), fund 805-5437108519

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brad Bernstein	Executive, Promoter
Richard Garman	Executive, Promoter
David Haynes	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 California Street, Suite 2900
San Francisco, CA, 94104