Form D · Other Banking and Financial Services
FT Holdings, Inc.
Baltimore, MD · CIK 0001658293
Offering snapshot reported Jan 4, 2016 · SEC filing
- Reported sold
- $57M Offering amount: $57M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 30, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$56,250,000 → $56,950,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 4, 2016 | Amendment | $56,950,000 | $700,000vs Nov 13, 2015 | 8 | SEC filing |
| Nov 13, 2015 | Initial | $56,250,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-251196
Source: Form D, filed Jan 4, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NC SOLAR FUND VI, LP
Investment adviser: DOUBLE TIME CAPITAL MANAGEMENT, LP
- Gross asset value
- $3.1M
- Beneficial owners
- 35
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 24, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DIXON HUGHES GOODMAN LLP
PCAOB 57
Filing source
Form ADV 1518997 · Mar 24, 2021 · Schedule D 7.B.(1), fund 805-1393973091
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher S. Amato | Executive |
| Michael Avon | Director |
| Phillip A. Clough | Director |
| Michael Heller | Director, Executive |
| Gene Lockhart | Director |
| Gregory J. Rable | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Baltimore, MD, 21202