Form D · Other Real Estate

Ft. Collins Multifamily III DST

Oak Brook, IL · CIK 0001680369

Offering snapshot reported Jan 5, 2017 · SEC filing

Reported sold
$21.7M
Offering amount: $21.7M
Investors reported
88
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jul 28, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.9M$21.7MAug 10, 2016: $1,079,018.00Aug 10, 2016Aug 24, 2016: $3,904,065.00Sep 2, 2016: $10,305,266.00Sep 15, 2016: $16,063,570.00Sep 29, 2016: $19,247,933.00Oct 25, 2016: $21,009,346.00Jan 5, 2017: $21,715,585.00Jan 5, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$21,009,346 → $21,715,585
  • Reported investors85 → 88

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2017Amendment$21,715,585$706,239vs Oct 25, 201688SEC filing
Oct 25, 2016Amendment$21,009,346$1,761,413vs Sep 29, 201685SEC filing
Sep 29, 2016Amendment$19,247,933$3,184,363vs Sep 15, 201679SEC filing
Sep 15, 2016Amendment$16,063,570$5,758,304vs Sep 2, 201669SEC filing
Sep 2, 2016Amendment$10,305,266$6,401,201vs Aug 24, 201638SEC filing
Aug 24, 2016Amendment$3,904,065$2,825,047vs Aug 10, 201616SEC filing
Aug 10, 2016Initial$1,079,018No comparison3SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.09M (estimated)
Finders' fees
$0
Form D file number
021-268643
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Thomas M. Hess4957892DFPG Investments, Inc. · CRD 155576
Marcia A. Geltman55406881st Global Capital Corp. · CRD 30349
Jonathan R. Creighton1495897Concorde Investment Services, LLC · CRD 151604
John S. Weiss1097536Crown Capital Securities, L.P. · CRD 6312
Christina S. Nielson4866971Primex · CRD 29394
William S. Sheehan2328614DFPG Investments, Inc. · CRD 155576
Craig M. Rollins1896698DFPG Investments, Inc. · CRD 155576
Michael A. Bendix5379777Cedar Crest Advisors, LLC · CRD 187514
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
Ronald W. Manning II4493368Colorado Financial Service Corporation · CRD 104343
Edwin A, Day2469775Heritage Benefits Financial Services, Inc. · CRD 45797
Brian R. Bennett821115The Strategic Financial Alliance, Inc. · CRD 126514
Joseph G. Michaletz1327534Concorde Investment Services, LLC · CRD 151604
Blayne A. Andersen5727397Parkland Securities, LLC · CRD 115368
John G. Chess4812430Investacorp, Inc. · CRD 7684
Timothy W. Murphrey1667025Woodbury Financial Service, Inc. · CRD 421
Joshua C. Koehnen4551444Independent Financial Group, LLC · CRD 7717
Jonathan D. Keller4344114Sagepoint Financial, Inc. · CRD 133763
Chay T. Lapin6275140Colorado Financial Service Corporation · CRD 104343
Robert C. Straton3213397DFPG Investments, Inc. · CRD 155576
Tom Velken1600404Sigma Financial Corporation · CRD 14303
Jeff W. Graumlich4816380Colorado Financial Service Corporation · CRD 104343
James M. Gambaccini4619759The Strategic Financial Alliance, Inc. · CRD 126514
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
David B. Levinson705929Westpark Capital, Inc. · CRD 39914
Thomas J. Ealy863042Investment Planners, Inc. · CRD 18557
Kent A. Cooper2678690Centaurus Financial, Inc. · CRD 30833
Leslie A. Cannon5254882Centaurus Financial, Inc. · CRD 30833
James T. Walesa10612109Triad Advisors, Inc. · CRD 25803
William A. Meloy1653157Proequities, Inc. · CRD 15708
Jeffrey M. Warren5616071Crown Capital Securites, L.P. · CRD 6312
John H. Scully803539Centaurus Financial, Inc. · CRD 30833
James M. Gambacinni4619759The Strategic Financial Alliance, Inc. · CRD 126514
David G. Meacham1045678Centaurus Financial, Inc. · CRD 30833
Carl F. Worden III3130121Centaurus Financial, Inc. · CRD 30833
Joral T. Schmalle4491484Sigma Financial Corporation · CRD 14303
Robert W. Bruner2260319Questar Capital Corporation · CRD 43100
Richard Zuvella5207826Colorado Financial Service Corporation · CRD 104343
James M. Raine2360466Questar Capital Corporation · CRD 43100
Joesph R. Broadbent3132498DFPG Investments, Inc. · CRD 155576
Marcel Pahmer456391Centaurus Financial, Inc. · CRD 30833
Brian D. Vosberg4476509Centaurus Financial, Inc. · CRD 30833
Adam J. Bryan5443986Centaurus Financial, Inc. · CRD 30833
Aaron J. Fulton3234089Proequities, Inc, · CRD 15708
Tim D. Clairmont2847591Woodbury Financial Serivices, Inc. · CRD 421
Kerry E. Taylor731888Investacorp, Inc. · CRD 7684
Mark L. Bain3139332Purshe Kaplan Sterling Investments · CRD 35747
Robert R. Tweed2339324Cabot Lodge Securities LLC · CRD 159712
Richard M. Waters Jr2421557Infinex Investments, Inc. · CRD 35371
Deirdre M. Hartmann65768811st Global Capital Corp. · CRD 30349
Ross A. Pedersen1201067Royal Alliance Associates, Inc. · CRD 23131
Adam E. Buchanan62762461st Global Capital Corp. · CRD 30349
Andrew C. Harvey6570264Sandlapper Securities, LLC · CRD 137906
Byron J. Ishiwata46104561st Global Capital Corp. · CRD 30349
Jason A. Salmon6081963Colorado Financial Service Corporation · CRD 104343
Paul M. Getty6470002Colorado Financial Serivce Corporation · CRD 104343

Source: Form D, filed Jan 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Iii, L.L.C. Ft. Collins Multifamily Promoter
Exchange, L.L.C. Ft. Collins Multifamily Iii Promoter
Capital Corporation Inland Private Promoter
Keith Lampi Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523