Form D · Venture Capital Fund

Frost VP Early Stage Fund II, L.P.

San Juan Capistrano, CA · CIK 0001576888

Offering snapshot reported May 5, 2015 · SEC filing

Reported sold
$41.5M
Indefinite offering
Investors reported
75
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 29, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.8M$41.5MMay 24, 2013Jun 12, 2014: $38,379,521.00Jun 12, 2014May 5, 2015: $41,529,521.00May 5, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$38,379,521 → $41,529,521
  • Reported investors63 → 75

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2015Amendment$41,529,521$3,150,000vs Jun 12, 201475SEC filing
Jun 12, 2014Amendment$38,379,521No comparison63SEC filing
May 24, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$15K
Form D file number
021-197007

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Alpha Strategies Registered Investment Advisor151782Dinosaur Securities · CRD 104446

Source: Form D, filed May 5, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FROST VP EARLY STAGE FUND II, LP

Investment adviser: FORCE TEN PARTNERS LLC

Gross asset value
$2.16M
Beneficial owners
72
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1638039 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-4084275854

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stuart Frost Director
N/A Frost Venture Partners Gp, Llc Promoter
Jack Kreindler Director
John Vigouroux Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
31910 Del Obispo, Suite 100
San Juan Capistrano, CA, 92675