Form D · Other
Frontier Rare Earths Ltd
Luxembourg, N4 · CIK 0001506329
Offering snapshot reported Nov 23, 2010 · SEC filing
- Reported sold
- $10.6M Offering amount: $17.8M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 17, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 23, 2010 | Initial | $10,636,034 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $638K
- Finders' fees
- $0
- Form D file number
- 021-150910
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one ordinary share at a price of CDN$4.60 per share for a period of 24 months from date of Closing.
Unit = 1 ordinary share and 1/2 ordinary share purchase warrant.
Agents also received options for up to 191,580 units. Each unit may be exercised for 1 ordinary share and 1/2 ordinary warrant. Each whole warrant may be exercised for 1 ordinary share at CDN$4.60 for a 24 month period.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CIBC World Markets Inc. | None | CIBC World Markets Corp. · CRD 630 |
| Byron Securities Limited | None | |
| Canaccord Genuity Corp. | None | |
| National Bank Financial Inc. | None | |
| Cormark Securities Inc. | None |
Source: Form D, filed Nov 23, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anu Dhir | Director |
| Eamonn Grennan | Director |
| Philip Kenny | Director |
| James Kenny | Director, Executive |
| Paul Mc Guinness | Director, Executive |
| Stuart Smith | Executive |
| Crispin Sonn | Director |
Issuer details
Industry: Other (See others in industry)
Address:
9 Allee Scheffer
Luxembourg, N4, L-2520
Luxembourg, N4, L-2520