Form D · Other
Frontier Lithium Inc.
Val Caron, A6 · CIK 0001385666
Offering snapshot reported Mar 31, 2021 · SEC filing
- Reported sold
- $934K Offering amount: $4.75M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 16, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 31, 2021 | Initial | $934,489 | No comparison | 11 | SEC filing |
| Aug 12, 2020 | Initial | $310,180 | No comparison | 6 | SEC filing |
| Jun 19, 2018 | Initial | $654,632 | No comparison | 4 | SEC filing |
| Dec 1, 2017 | Initial | $65,000 | No comparison | 2 | SEC filing |
| May 2, 2016 | Initial | $466,326 | No comparison | 7 | SEC filing |
| Aug 10, 2015 | Initial | $125,252 | No comparison | 2 | SEC filing |
| Apr 10, 2013 | Initial | $88,618 | No comparison | 2 | SEC filing |
| Oct 13, 2009 | Initial | $91,988 | No comparison | 2 | SEC filing |
| Apr 6, 2009 | Initial | $106,018 | No comparison | Not reported | SEC filing |
| Mar 15, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 28, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $103K (estimated)
- Form D file number
- 021-394240
The additional $3,819,435.00 may be received upon the exercise of warrants sold inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada average rate of exchange reported on March 16, 2021, which was Cdn$1.2455=US$1.00.
Each unit is comprised of one common share and one-half common share purchase warrant. Each whole warrant is exercisable for one common share at an exercise price of Cdn$1.25 per share for a period of two years.
Includes finder's warrants to purchase 128,668 common shares at Cdn$1.25 per unit for a period of 2 years.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wavecrest Securities LLC | 160135 | |
| Barry Wayne Dennis | 2973244 |
Source: Form D, filed Mar 31, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| E. Grayme Anthony | Director, Executive |
| Bruce C. Barker | Director |
| Robert M. Callander | Director |
| John R. Didone | Director |
| Garth Drever | Director |
| John G. Kelly | Director |
| Henry J. Kloepper | Executive |
| Mike Koziol | Director |
| Marian Koziol | Director |
| Stephen J.J. Letwin | Director |
| Ernest Marcotte | Director |
| Robert J. Mc Lean | Director |
| Bart Meekis | Director |
| Michael Tamlin | Director |
| Trevor R. Walker | Executive |
| Reginald F. Walker | Director |
Issuer details
Industry: Other (See others in industry)
Address:
2736 Belisle Drive
Val Caron, A6, P3N 1B3
Val Caron, A6, P3N 1B3