Form D · Other Investment Fund

FRO III SMA L.P.

New York, NY · CIK 0001743147

Offering snapshot reported Jul 2, 2018 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $1
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 2, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-315883

Limited Partnership Interests

The LLC, a registered broker-dealer, acts as placement agent for the Issuer, but neither it nor its registered reps are receiving any sales commission, finders' fees, or other remuneration from the Issuer for acting in such capacity in this offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fortress Capital Formation LLC (the "LLC")	152385

Source: Form D, filed Jul 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FRO III SMA L.P.

Investment adviser: FIG LLC

Gross asset value: $314M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Aug 19, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION TOKYO, Japan Related to adviser: No

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION LONDON, United Kingdom Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA, NATIONAL ASSOCIATION
LEI B4TYDEB6GKMZO031MB27

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 2126487 · Aug 19, 2026 · Schedule D 7.B.(1), fund 805-1542503165

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Fro Iii Sma Gp Llc	Promoter
Fro Ma I Advisors Llc	Promoter
Marc Furstein	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas 46 Th Floor
New York, NY, 10105