Form D · Venture Capital Fund

Frazier Life Sciences IX, L.P.

Seattle, WA · CIK 0001720320

Offering snapshot reported Nov 1, 2017 · SEC filing

Reported sold
$419M
Offering amount: $419M
Investors reported
55
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2017Initial$418,925,000No comparison55SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-297918
Total Offering Amount and Total Amount Sold are inclusive of the General Partner's $18,925,000 commitment to the Issuer.

Source: Form D, filed Nov 1, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FRAZIER LIFE SCIENCES IX, L.P.

Investment adviser: FRAZIER LIFE SCIENCES MANAGEMENT, LP

Gross asset value
$597M
Beneficial owners
54
ADV minimum commitment
$3M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP SEATTLE, Washington, United States
Custodian COMPUTERSHARE TRUST COMPANY CANTON, Massachusetts, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 2059529 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5634925440

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel J. Estes Promoter
N/A Fhmls Ix, L.L.C. Executive
N/A Fhmls Ix, L.P. Executive
N/A Frazier Management, L.L.C. Promoter
Patrick J. Heron Executive
James N. Topper Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street Suite 3200
Seattle, WA, 98101