Form D · Other Investment Fund
FRASER SULLIVAN CLO INVESTORS LLC
New York, NY · CIK 0001359152
Offering snapshot reported May 28, 2010 · SEC filing
- Reported sold
- $900K Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 23, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 28, 2010 | Amendment | $900,000 | No comparison | 14 | SEC filing |
| Mar 24, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-88254
Source: Form D, filed May 28, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John W. Fraser | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
400 Madison Ave 9 Th Fl
New York, NY, 10017
New York, NY, 10017