Form D · Other Investment Fund

Franklin Non-U.S. Equity (Cayman) Fund, Ltd.

Grand Cayman, E9 · CIK 0001496107

Offering snapshot reported Oct 20, 2014 · SEC filing

Reported sold
$17.9M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.67M$19.3MJul 15, 2010: $5,000,000.00Jul 15, 2010Jul 11, 2011: $5,000,000.00Jan 10, 2012: $13,108,752.00Feb 10, 2012: $14,508,752.00Mar 15, 2012: $14,935,528.00Jan 11, 2013: $19,335,528.00Jan 8, 2014: $19,335,528.00Oct 20, 2014: $17,935,529.00Oct 20, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,335,528 → $17,935,529
  • Reported investors3 → 2
  • Minimum accepted$426,776 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2014Amendment$17,935,529-$1,399,999vs Jan 8, 20142SEC filing
Jan 8, 2014Amendment$19,335,528$0vs Jan 11, 20133SEC filing
Jan 11, 2013Amendment$19,335,528$4,400,000vs Mar 15, 20123SEC filing
Mar 15, 2012Amendment$14,935,528$426,776vs Feb 10, 20122SEC filing
Feb 10, 2012Amendment$14,508,752$1,400,000vs Jan 10, 20122SEC filing
Jan 10, 2012Amendment$13,108,752$8,108,752vs Jul 11, 20112SEC filing
Jul 11, 2011Amendment$5,000,000$0vs Jul 15, 20101SEC filing
Jul 15, 2010Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.38K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-145028

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Franklin Templeton Financial Services Corp.13594

Source: Form D, filed Oct 20, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FRANKLIN NON-U.S. EQUITY (CAYMAN) FUND, LTD.

Investment adviser: FRANKLIN TEMPLETON INSTITUTIONAL, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Feb 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 789081 · Feb 25, 2014 · Schedule D 7.B.(1), fund 805-5961760238

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer J Bolt Director
Jennifer M. Johnson Director
Scott M. Lee Director
John M. Lusk Director
Gregory E. Mc Gowan Director
Alok Sethi Director
Kent P Strazza Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104