Form D · Other
FRANCONIA MINERALS CORP
Spokane Valley, WA · CIK 0001271559
Offering snapshot reported Feb 11, 2010 · SEC filing
- Reported sold
- $806K Offering amount: $806K
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 28, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 11, 2010 | Initial | $805,710 | No comparison | 8 | SEC filing |
| May 17, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 4, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 23, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 24, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $563K
- Finders' fees
- $0
- Form D file number
- 021-60619
Total off. amt./amt. sold in the U.S. under Rule 506 of Reg. D was CAD$856,500/USD$805,710 (8 U.S. investors) and outside of the U.S. under Rule 903(b)(1) of Reg. S was CAD$3,373,500/USD$3,173,451 (19 non-U.S. investors).
All offers/sales in the U.S. under Rule 506 were made solely by Wellington West Capital Markets (USA) Inc. All offering-related sales compensation was paid by the Issuer to Wellington West Capital Markets Inc., the Canadian parent company.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wellington West Capital Markets (USA) Inc. | 133617 |
Source: Form D, filed Feb 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Friedlander | Director |
| Brian Gavin | Director, Executive |
| Chad Houck | Executive |
| Bonnie Kuhn | Director, Executive |
| Lewis Lawrick | Director |
| Ernest Lehmann | Director |
| Allan Marter | Director |
| George Tikkanen | Director |
Issuer details
Industry: Other (See others in industry)
Address:
12720 E. Nora Ave. Suite I
Spokane Valley, WA, 99216
Spokane Valley, WA, 99216