Form D · Private Equity Fund
FR XIII Global Energy Trust
New York, NY · CIK 0001579952
Offering snapshot reported Dec 9, 2013 · SEC filing
- Reported sold
- $90.7M Offering amount: $90.7M
- Investors reported
- 272 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 14, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$81,725,000 → $90,725,000
- Reported investors242 → 272
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2013 | Amendment | $90,725,000 | $9,000,000vs Nov 7, 2013 | 272 | SEC filing |
| Nov 7, 2013 | Amendment | $81,725,000 | $5,775,000vs Aug 9, 2013 | 242 | SEC filing |
| Aug 9, 2013 | Amendment | $75,950,000 | $34,050,000vs Jul 10, 2013 | 223 | SEC filing |
| Jul 10, 2013 | Amendment | $41,900,000 | $17,750,000vs Jun 26, 2013 | 145 | SEC filing |
| Jun 26, 2013 | Initial | $24,150,000 | No comparison | 83 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-198650
The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Dec 9, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Costabile | Director |
| Keith Glenfield | Director |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| Deann Morgan | Director |
| Colleen Rusch | Director |
| Steven Suss | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080