Form D · Hedge Fund

FQ Balanced Risk Commodity Index Fund Ltd

Pasadena, CA · CIK 0001498989

Offering snapshot reported Feb 2, 2018 · SEC filing

Reported sold: $72.9M
Investors reported: 2
Minimum accepted: $1M
First sale: Mar 30, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$72,886,500 → $72,886,512

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 2, 2018	Amendment	$72,886,512	$12vs Feb 2, 2017	2	SEC filing
Feb 2, 2017	Amendment	$72,886,500	-$29,243,204vs Jul 18, 2016	2	SEC filing
Jul 18, 2016	Amendment	$102,129,704	-$111,154,313vs Jul 16, 2015	2	SEC filing
Jul 16, 2015	Amendment	$213,284,017	$9,772,609vs Jun 30, 2014	4	SEC filing
Jun 30, 2014	Amendment	$203,511,408	-$58,475,556vs Jul 22, 2013	4	SEC filing
Jul 22, 2013	Amendment	$261,986,964	-$18,625,172vs Aug 16, 2012	5	SEC filing
Aug 16, 2012	Amendment	$280,612,136	$0vs Feb 7, 2012	2	SEC filing
Feb 7, 2012	Amendment	$280,612,136	$98,112,136vs Jun 30, 2011	2	SEC filing
Jun 30, 2011	Amendment	$182,500,000	$0vs Apr 4, 2011	2	SEC filing
Apr 4, 2011	Initial	$182,500,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-157781

As of 12/31/2017

Source: Form D, filed Feb 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FQ BALANCED RISK COMMODITY FUND LTD.

Investment adviser: FIRST QUADRANT, LLC

Gross asset value: $46.5M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Mar 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian CITIZENS BUSINESS BANK ONTARIO, California, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

Filing source

Form ADV 1167677 · Mar 27, 2018 · Schedule D 7.B.(1), fund 805-2955951713

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joel L. Brouwer	Director, Executive
Ronnie Max Darnell	Executive
Chuck Fannin	Executive
Kenneth J. Ferguson	Executive
Joseph A Germain	Director
Affiliated Managers Group	Executive
Curt J Ketterer	Executive
Stephane Lachance	Director
Dori Levanoni	Executive
Timothy Meckel	Director
Jeffrey Murphy	Director
Edgar E. Peters	Executive
Roger Priaulx	Director
Kent C. Roberts Ii	Executive
Darren Stainrod	Director
Jia Ye	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

800 East Colorado Blvd, Suite 900
Pasadena, CA, 91101