Form D · Hedge Fund

FQ Alpha Prime Fund Ltd.

Pasadena, CA · CIK 0001499039

Offering snapshot reported Aug 16, 2012 · SEC filing

Reported sold
$24.5M
Offering amount: $1B
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 3, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$46.2M$92.4MAug 18, 2010: $65,461,000.00Aug 18, 2010Jan 3, 2011: $92,387,002.00Jan 3, 2011Jan 6, 2012: $17,632,059.00Jan 6, 2012Jan 9, 2012: $17,632,059.00Feb 7, 2012: $24,525,342.00Aug 16, 2012: $24,525,342.00Aug 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 16, 2012Amendment$24,525,342$0vs Feb 7, 20122SEC filing
Feb 7, 2012Amendment$24,525,342$6,893,283vs Jan 9, 20122SEC filing
Jan 9, 2012Amendment$17,632,059$0vs Jan 6, 20122SEC filing
Jan 6, 2012Amendment$17,632,059-$74,754,943vs Jan 3, 20112SEC filing
Jan 3, 2011Amendment$92,387,002$26,926,002vs Aug 18, 20102SEC filing
Aug 18, 2010Initial$65,461,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-146588
As of December 31, 2011

Source: Form D, filed Aug 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FQ ALPHA PRIME FUND LTD.

Investment adviser: FIRST QUADRANT, LLC

Gross asset value
$17.7M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Jan 17, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG, STAMFORD BRANCH STAMFORD, Connecticut, United States Related to adviser: No
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Prime broker UBS AG, STAMFORD BRANCH STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Filing source

Form ADV 692927 · Jan 17, 2013 · Schedule D 7.B.(1), fund 805-5011158157

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R. Max Darnell Executive
Kenneth J. Ferguson Executive
Joseph A. Germain Director
Affiliated Managers Group Executive
Curt J. Ketterer Executive
Dori Levanoni Executive
Timothy S. Meckel Director
Jeff Murphy Director
Edgar E. Peters Executive
Jia Ye Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 East Colorado Blvd, Suite 900
Pasadena, CA, 91101