Form D · Other Investment Fund

FPCM Emerging Markets Inflation-Linked Securities Fund LP

New York, NY · CIK 0001551985

Offering snapshot reported Aug 20, 2015 · SEC filing

Reported sold
$35.9M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 2, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18M$35.9MJun 13, 2012Aug 20, 2012: $23,500,000.00Aug 20, 2013: $25,645,000.00Aug 20, 2013Aug 20, 2014: $35,045,000.00Aug 20, 2014Aug 20, 2015: $35,945,000.00Aug 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,045,000 → $35,945,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 20, 2015Amendment$35,945,000$900,000vs Aug 20, 201418SEC filing
Aug 20, 2014Amendment$35,045,000$9,400,000vs Aug 20, 201318SEC filing
Aug 20, 2013Amendment$25,645,000$2,145,000vs Aug 20, 201215SEC filing
Aug 20, 2012Amendment$23,500,000No comparison7SEC filing
Jun 13, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-179674

Source: Form D, filed Aug 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FPCM EMERGING MARKETS INFLATION-LINKED SECURITIES FUND LP

Investment adviser: FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC

Gross asset value
$24.1M
Beneficial owners
13
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U S BANCORP FUNDS SERVICES, LLC EDISON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SAX LLP CLIFTON, New Jersey, United States
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1088308 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-7259359598

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark G. Alexandridis Executive
Michael J. Baek Executive
Hong Chen Executive
Douglas A. Dachille Executive
Richard F. Dolan Executive
N/A First Principles Partners Gp I, Llc Promoter
David Ho Executive
Prasad Kadiyala Executive
Robert R. Lewis Executive
Mark F. Lieberman Executive
Stephen R. Miller Executive
James H. Van Epps Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
First Principals Capital Management, Llc 140 Broadway, 21st Floor
New York, NY, 10005