Form D · Private Equity Fund
FPC SMALL CAP FUND II, L.P.
Boston, MA · CIK 0001764764
Offering snapshot reported Mar 26, 2020 · SEC filing
- Reported sold
- $110M Offering amount: $175M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 14
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2020 | Amendment | $110,080,000 | No comparison | 14 | SEC filing |
| Mar 29, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-336049
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. The amounts listed above are aggregated between Issuer and its related parallel fund.
Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FORUM CAPITAL SECURITIES LLC | 113855 |
Source: Form D, filed Mar 26, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FPC SMALL CAP FUND II, L.P.
Investment adviser: FORT POINT CAPITAL, LLC
- Gross asset value
- $115M
- Beneficial owners
- 26
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Filing source
Form ADV 2063422 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-3212883393
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brooke W. Ablon | Executive, Promoter |
| Paul A. Lipson | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02116