Form D · Other
Fox Life Settlements 2010-D, LLC
Carrollton, TX · CIK 0001504848
Offering snapshot reported Nov 3, 2010 · SEC filing
- Reported sold
- $609K Offering amount: $610K
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $8.89K Reported outside-investor minimum
- First sale
- Oct 19, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 3, 2010 | Initial | $609,444 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $73.1K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-149950
Offering Concluded
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Harry Winters | 1844323 | Fox Financial Management Corporation · CRD 134277 |
| Scott Brantley | 4630418 | Fox Financial Management Corporation · CRD 134277 |
| Mike Givilancz | 2141251 | Fox Financial Management Corporation · CRD 134277 |
| Alberto Morales | 4210769 | Fox Financial Management Corporation · CRD 134277 |
| Scott Stooksbury | 1525452 | Fox Financial Management Corporation · CRD 134277 |
| Larry Tuttle | 2998521 | Fox Financial Management Corporation · CRD 134277 |
| Brian Murphy | 4743164 | Fox Financial Management Corporation · CRD 134277 |
| James Rooney | 1857754 | Fox Financial Management Corporation · CRD 134277 |
Source: Form D, filed Nov 3, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James E. Rooney | Executive |
| Larry N. Tuttle | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
2129 N. Josey Lane
Carrollton, TX, 75006
Carrollton, TX, 75006