Form D · Other
Fox Life Settlements 2009-D, LLC
Carrollton, TX · CIK 0001470390
Offering snapshot reported Aug 18, 2009 · SEC filing
- Reported sold
- $76.7K Offering amount: $1.25M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $25.6K Reported outside-investor minimum
- First sale
- Jul 23, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2009 | Initial | $76,680 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133736
Provided maximum amount sold
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Clarence McGill | 1838243 | Fox Financial Management Corporation · CRD 134277 |
| Harry Winters | 1844323 | Fox Financial Management Corporation · CRD 134277 |
Source: Form D, filed Aug 18, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James E Rooney | Executive |
| Larry Tuttle | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
2129 N Josey Lane
Carrollton, TX, 75006
Carrollton, TX, 75006