Form D · REITS and Finance

Four Springs Capital Trust Series C Preferred

Lake Como, NJ · CIK 0001662759

Offering snapshot reported Apr 14, 2017 · SEC filing

Reported sold
$19.2M
Offering amount: $50M
Investors reported
133
Form D · investor count
Minimum accepted
$6.4K
Reported outside-investor minimum
First sale
Dec 22, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.59M$19.2MJan 4, 2016: $2,819,993.00Jan 4, 2016Jan 4, 2016: $2,819,993.00Apr 14, 2017: $19,185,770.00Apr 14, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,819,993 → $19,185,770
  • Reported investors4 → 133
  • Minimum accepted$25,000 → $6,400

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 14, 2017Amendment$19,185,770$16,365,777vs Jan 4, 2016133SEC filing
Jan 4, 2016Initial$2,819,993No comparison4SEC filing
Jan 4, 2016Amendment$2,819,993$0vs Jan 4, 20164SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$1.82M (estimated)
Finders' fees
$0
Form D file number
021-254409

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EDI Financial Inc.15699EDI Financial Inc,. · CRD 15699
Ecoban Securities Corporation29112Ecoban Securities Corporation · CRD 29112
Third Seven Capital LLC160209Third Seven Capital LLC · CRD 160209

Source: Form D, filed Apr 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Dioguardi Executive
Coby Johnson Executive
Spencer Segura Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
1901 Main Street
Lake Como, NJ, 07719