Form D · Hedge Fund

Fountain Opportunities LP

West Harrison, NY · CIK 0001861431

Offering snapshot reported May 6, 2022 · SEC filing

Reported sold
$30.3M
Indefinite offering
Investors reported
47
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Jun 1, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 47
  • Minimum accepted$250,000 → $200,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 6, 2022Amendment$30,310,000No comparison47SEC filing
May 10, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-398815

Source: Form D, filed May 6, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FOUNTAIN OPPORTUNITIES LP

Investment adviser: WEALTHSPRING CAPITAL LLC

Gross asset value
$28.8M
Beneficial owners
47
ADV minimum commitment
$250K

Reported in Form ADV on Dec 8, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian CF SECURED, LLC NEW YORK, New York, United States Related to adviser: No
Custodian E D & F MAN CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CF SECURED, LLC NEW YORK, New York, United States
Prime broker E D & F MAN CAPITAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

CF SECURED, LLC
SEC 8-69863

E D & F MAN CAPITAL MARKETS INC.
SEC 8-69039

CF SECURED, LLC
CRD 285841 · SEC 8-69863

E D & F MAN CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

Filing source

Form ADV 1693583 · Dec 8, 2022 · Schedule D 7.B.(1), fund 805-2681291974

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Fountain Opportunities Gp Llc Promoter
David Gallers Executive
Matthew Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Fountain Opportunities Gp Llc 2 Westchester Park Drive, Suite 108
West Harrison, NY, 10604