Form D · Hedge Fund

Founders' Series, a series of Balter '40 Act Capital Alternatives, L.P.

Boston, MA · CIK 0001593481

Offering snapshot reported Dec 5, 2013 · SEC filing

Reported sold: $20M
Investors reported: 2
Minimum accepted: $500K
First sale: Dec 1, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 5, 2013	Initial	$20,010,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-207492

Source: Form D, filed Dec 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALTER '40 ACT CAPITAL ALTERNATIVES, L.P.

Investment adviser: BALTER CAPITAL MANAGEMENT LLC

Gross asset value: $30.2M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Apr 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1213914 · Apr 30, 2018 · Schedule D 7.B.(1), fund 805-2599719283

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bradley Ross Balter	Executive
N/A Balter Capital Management, Llc	Promoter
Victor W. Chiang	Executive
Jay Clark Warner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

125 High Street, Oliver Street Tower Suite 802
Boston, MA, 02110