Form D · Other Investment Fund
Foundation Specialty Financing Fund, LLC
Prairia Village, KS · CIK 0001609281
Offering snapshot reported Dec 18, 2020 · SEC filing
- Reported sold
- $2.5M Offering amount: $2.55M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 19, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,500,000 → $2,500,000
- Reported investors10 → 12
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2020 | Amendment | $2,500,000 | $1,000,000vs May 12, 2020 | 12 | SEC filing |
| May 12, 2020 | Amendment | $1,500,000 | $1,000,000vs Jul 31, 2019 | 10 | SEC filing |
| Jul 31, 2019 | Initial | $1,100,000 | No comparison | 4 | SEC filing |
| Jul 31, 2019 | Amendment | $1,100,000 | $0vs Jul 31, 2019 | 4 | SEC filing |
| Jul 31, 2019 | Initial | $500,000 | No comparison | 8 | SEC filing |
| Mar 20, 2018 | Initial | $1,450,000 | No comparison | 10 | SEC filing |
| Jan 30, 2018 | Amendment | $3,135,000 | $150,000vs Apr 15, 2016 | 14 | SEC filing |
| Jan 30, 2018 | Amendment | $23,918,000 | $4,178,000vs May 4, 2017 | 31 | SEC filing |
| May 5, 2017 | Initial | $400,000 | No comparison | 4 | SEC filing |
| May 4, 2017 | Amendment | $19,740,000 | $4,150,000vs Jan 14, 2016 | 31 | SEC filing |
| Apr 15, 2016 | Initial | $2,985,000 | No comparison | 13 | SEC filing |
| Jan 14, 2016 | Amendment | $15,590,000 | $14,240,000vs Nov 5, 2015 | 31 | SEC filing |
| Nov 5, 2015 | Initial | $1,350,000 | No comparison | 10 | SEC filing |
| Jul 21, 2015 | Initial | $225,000 | No comparison | 2 | SEC filing |
| Jul 21, 2015 | Amendment | $12,320,000 | $2,705,000vs Jan 16, 2015 | 31 | SEC filing |
| Jan 16, 2015 | Amendment | $9,615,000 | $1,100,000vs Oct 28, 2014 | 28 | SEC filing |
| Jan 16, 2015 | Initial | $1,500,000 | No comparison | 7 | SEC filing |
| Oct 28, 2014 | Amendment | $8,515,000 | $1,430,000vs May 30, 2014 | 26 | SEC filing |
| May 30, 2014 | Initial | $7,085,000 | No comparison | 17 | SEC filing |
| May 30, 2014 | Initial | $4,998,000 | No comparison | 21 | SEC filing |
| May 29, 2014 | Initial | $1,500,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-345440
Class K Units
Source: Form D, filed Dec 18, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matt Carpenter | Executive |
| Vince Narez | Executive |
| Edward H Sondker | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5205 Meadowbrook Parkway
Prairia Village, KS, 66207
Prairia Village, KS, 66207