Form D · Commercial Banking
Foundation Bancorp, Inc.
Bellevue, WA · CIK 0001460330
Offering snapshot reported Mar 27, 2015 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $15M Reported outside-investor minimum
- First sale
- Mar 27, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 27, 2015 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
| Jul 7, 2011 | Initial | $770,500 | No comparison | 9 | SEC filing |
| Oct 22, 2009 | Initial | $1,500,000 | No comparison | 3 | SEC filing |
| Sep 2, 2009 | Amendment | $6,045,719 | $5,824,103vs Sep 2, 2009 | 66 | SEC filing |
| Sep 2, 2009 | Initial | $221,616 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $525K
- Finders' fees
- $0
- Form D file number
- 021-236752
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe Bruyette & Woods, Inc. | 481 |
Source: Form D, filed Mar 27, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Randy Cloes | Executive |
| E Ronald Cohn | Director |
| E. Ronald Cohn | Director |
| Jamie S Colbourne | Director |
| Richard Deglman | Executive |
| Diane Dewbrey | Director, Executive |
| Paul Ellingson | Director |
| Thomas A Ellison | Director |
| Tom Ellison | Director |
| Michael Goldfarb | Director |
| Gerald Grinstein | Director |
| Harve Menkens | Executive |
| Lou Mills | Director |
| Louis H Mills | Director |
| Robert J Pfau | Director |
| Walter Schoenfeld | Director |
| George Smeby | Executive |
| H Martin Smith Iii | Director |
| H. Martin Smith Iii | Director |
| Edward Urquhart | Director |
| Leonard R Wilkens | Director |
| Duane C Woods | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1110 112 Th Avenue Ne Suite 200
Bellevue, WA, 98004
Bellevue, WA, 98004