Form D · Hedge Fund

FORWARD BUFFERED EQUITY FUND I, L.P.

San Francisco, CA · CIK 0001526891

Offering snapshot reported Sep 9, 2011 · SEC filing

Reported sold: $10M
Investors reported: 1
Minimum accepted: $250K
First sale: Nov 6, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 9, 2011	Initial	$10,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-165595

Source: Form D, filed Sep 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORWARD BUFFERED EQUITY FUND I, LP

Investment adviser: FORWARD MANAGEMENT, LLC

Gross asset value: $14M
Beneficial owners: 3
ADV minimum commitment: $250K

Reported in Form ADV on Jul 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS PRICE MEADOWS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS SAN FRANCISCO, California, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK CITY, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

Filing source

Form ADV 744965 · Jul 1, 2013 · Schedule D 7.B.(1), fund 805-6385784295

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Huaming Chou	Director
Forward Management, Llc Forward Management, Llc	Executive
James Joseph Halligan	Director
William Prezant	Director
Alan Reid	Director
Toby Rosenblatt	Director
Thomas Woodhouse	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 California Street Suite 1600
San Francisco, CA, 94111