Form D · Other
FORUM ENERGY METALS CORP
Vancouver, A1 · CIK 0001840262
Offering snapshot reported Jul 3, 2024 · SEC filing
- Reported sold
- $407K Offering amount: $1.02M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 26, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 3, 2024 | Initial | $407,437 | No comparison | 2 | SEC filing |
| May 30, 2023 | Initial | $117,333 | No comparison | 6 | SEC filing |
| May 11, 2023 | Initial | $7,346 | No comparison | 1 | SEC filing |
| Jan 26, 2021 | Initial | $217,200 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $21.9K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-517821
Total Offering Amount represents price of Units consisting of Shares (4074370 x $0.10*|C$0.135), plus the exercise price of the Warrants (4074370 x $0.15*|C$0.20). There is no assurance the Warrants, expiring June 26, 2026, will be exercised. *C$1=$0.7301
Units, each consisting of one common share ("Share") and one common share purchase warrant ("Warrant"), each exercisable to purchase one Share at C$0.20 for a period of 2 years from date of issuance.
C$30,002.40 sales commission plus 222,240 non-transferable warrants, each exercisable to purchase one common share at C$0.20 on or before June 26, 2026.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Red Cloud Securities Inc. | None | Marco Polo Securities Inc. · CRD 46561 |
Source: Form D, filed Jul 3, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EQUITYMULTIPLE 174, LLC
Investment adviser: EM ADVISOR, LLC
- Gross asset value
- $8.9M
- Beneficial owners
- 0
- ADV minimum commitment
- $5K
Reported in Form ADV on Sep 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BLUE RIDGE BANK, NATIONAL ASSOCIATION
LEI 0000842717
Filing source
Form ADV 1790810 · Sep 29, 2023 · Schedule D 7.B.(1), fund 805-7060950924
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Allison Rippin Armstrong | Executive |
| Anthony Balme | Director |
| Brian Christie | Director |
| Jacqueline Collins | Executive |
| David Cowan | Director |
| Paul Dennison | Director |
| Rebecca Hunter | Executive |
| Richard Mazur | Director, Executive, Promoter |
| Janet Meiklejohn | Director |
| Dan O'brien | Executive |
| Larry Okada | Director |
| Burns Singh Tennent Bhohi | Director |
| Michael A Steeves | Director |
| Kenneth Wheatley | Executive |
Issuer details
Industry: Other (See others in industry)
Address:Vancouver, A1, V6C 2V6