Form D · Hedge Fund

FORTY4 FUND LLC

Chicago, IL · CIK 0001506103

Offering snapshot reported Nov 4, 2013 · SEC filing

Reported sold
$68M
Indefinite offering
Investors reported
59
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34M$68MNov 19, 2010: $3,300,000.00Nov 19, 2010Nov 15, 2011: $24,604,373.00Nov 15, 2011Sep 12, 2012: $57,574,922.00Sep 12, 2012Nov 4, 2013: $67,984,923.00Nov 4, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$57,574,922 → $67,984,923
  • Reported investors51 → 59

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2013Amendment$67,984,923$10,410,001vs Sep 12, 201259SEC filing
Sep 12, 2012Amendment$57,574,922$32,970,549vs Nov 15, 201151SEC filing
Nov 15, 2011Amendment$24,604,373$21,304,373vs Nov 19, 201025SEC filing
Nov 19, 2010Initial$3,300,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150763

Source: Form D, filed Nov 4, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE FORTY4 FUND LLC

Investment adviser: FORTY4 ASSET MANAGEMENT LLC

Gross asset value
$45.6M
Beneficial owners
40
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. CHICAGO, Illinois, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Filing source

Form ADV 633648 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-1281576791

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Igor Chernomzav Executive
Caleb Fishkin Executive
Stephen Lee Executive
Kent Spellman Executive
Francis Wisniewski Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
141 West Jackson Boulevard, Suite 1180
Chicago, IL, 60604