Form D · Hedge Fund

Fortress Convex Asia Master Fund Ltd

New York, NY · CIK 0001549645

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold
$32.5M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$3M
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.3M$32.5MMay 15, 2012: $27,700,200.00May 15, 2012May 14, 2013: $27,050,200.00May 14, 2013May 14, 2014: $28,050,200.00May 14, 2014May 14, 2015: $32,500,000.00May 14, 2015May 13, 2016: $32,500,000.00May 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2016Amendment$32,500,000$0vs May 14, 20153SEC filing
May 14, 2015Amendment$32,500,000$4,449,800vs May 14, 20143SEC filing
May 14, 2014Amendment$28,050,200$1,000,000vs May 14, 20133SEC filing
May 14, 2013Amendment$27,050,200-$650,000vs May 15, 20123SEC filing
May 15, 2012Initial$27,700,200No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178291
The LLC, a registered broker-dealer, acts as placement agent for the Issuer, but neither it nor its registered reps are receiving any sales commission, finders' fees, or other remuneration from the Issuer for acting in such capacity in this offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Fortress Capital Formation LLC (the "LLC")152385

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORTRESS CONVEX ASIA MASTER FUND LTD.

Investment adviser: FIG LLC

Gross asset value
$82.9M
Beneficial owners
20
ADV minimum commitment
$0

Reported in Form ADV on Feb 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INCORPORATED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANCORP CHICAGO, Illinois, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1070717 · Feb 2, 2017 · Schedule D 7.B.(1), fund 805-1732426862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Banks Director
Stuart H. Bohart Director
N/A Fortress Convex Asia Advisors Llc Promoter
David Clive Litton Director
Louis D. Thorne Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Fortress Convex Asia Advisors Llc 1345 Avenue Of The Americas, 47 Th Floor
New York, NY, 10105