Form D · Hedge Fund

Fortress Convex Asia Fund PF LP

New York, NY · CIK 0001613673

Offering snapshot reported Jun 29, 2016 · SEC filing

Reported sold: $9.75M
Investors reported: 3
Minimum accepted: $1M
First sale: Jul 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,500,000 → $9,750,000
Reported investors2 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 29, 2016	Amendment	$9,750,000	$250,000vs Jul 10, 2015	3	SEC filing
Jul 10, 2015	Amendment	$9,500,000	$4,500,000vs Jul 14, 2014	2	SEC filing
Jul 14, 2014	Initial	$5,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-220988

Partnership Interests

The LLC, a registered broker-dealer, acts as placement agent for the issuer, but neither it nor its registered reps are receiving any sales commission, finders' fees, or other remuneration from the issuer for acting in such capacity in this offering.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Fortress Capital Formation LLC (the "LLC")	152385

Source: Form D, filed Jun 29, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORTRESS CONVEX ASIA FUND PF LP

Investment adviser: FIG LLC

Gross asset value: $4.28M
Beneficial owners: 0
ADV minimum commitment: $5M

Reported in Form ADV on Feb 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INCORPORATED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1070717 · Feb 2, 2017 · Schedule D 7.B.(1), fund 805-4640577098

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stuart H. Bohart	Executive
N/A Fortress Convex Asia Advisors Llc	Promoter
N/A Fortress Convex Asia Gp Llc	Promoter
Louis Thorne	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas 47 Th Floor
New York, NY, 10105