Form D · Hedge Fund

Fortress Convex Asia Fund LP

New York, NY · CIK 0001549643

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold: $3M
Investors reported: 3
Minimum accepted: $1M
First sale: May 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 13, 2016	Amendment	$3,000,000	$0vs May 14, 2015	3	SEC filing
May 14, 2015	Amendment	$3,000,000	-$50,000vs May 14, 2014	3	SEC filing
May 14, 2014	Amendment	$3,050,000	$1,000,000vs May 14, 2013	4	SEC filing
May 14, 2013	Amendment	$2,050,000	$49,900vs May 15, 2012	3	SEC filing
May 15, 2012	Initial	$2,000,100	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-178294

Partnership Interests

The LLC, a registered broker-dealer, acts as placement agent for the Issuer, but neither it nor its registered reps are receiving any sales commission, finders' fees, or other remuneration from the Issuer for acting in such capacity in this offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fortress Capital Formation LLC (the "LLC")	152385

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORTRESS CONVEX ASIA FUND LP

Investment adviser: FIG LLC

Gross asset value: $1.89M
Beneficial owners: 3
ADV minimum commitment: $5M

Reported in Form ADV on Feb 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INCORPORATED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1070717 · Feb 2, 2017 · Schedule D 7.B.(1), fund 805-5579572027

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stuart H. Bohart	Executive
N/A Fortress Convex Asia Advisors Llc	Promoter
N/A Fortress Convex Asia Gp Llc	Promoter
Louis Thorne	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1345 Avenue Of The Americas, 47 Th Floor
New York, NY, 10105