Form D · Hedge Fund

Fort Sheridan Japan Fund Ltd.

George Town, E9 · CIK 0001528127

Offering snapshot reported Mar 3, 2016 · SEC filing

Reported sold
$65M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.5M$65MOct 12, 2011: $4,750,000.00Oct 12, 2011Mar 19, 2013: $4,750,000.00Mar 19, 2013Mar 3, 2014: $4,750,000.00Mar 3, 2014Mar 3, 2016: $65,008,293.00Mar 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,750,000 → $65,008,293
  • Reported investors2 → 16

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2016Amendment$65,008,293$60,258,293vs Mar 19, 201316SEC filing
Mar 3, 2014Amendment$4,750,000$0vs Mar 19, 20132SEC filing
Mar 19, 2013Amendment$4,750,000$0vs Oct 12, 20112SEC filing
Oct 12, 2011Initial$4,750,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06c, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167075
Minimum Investment in Item 11 may be reduced at the discretion of the Investment Manager. The amounts sold and the number of investors on this Form D do not take withdrawals into consideration.
Offering of share interests of Fort Sheridan Japan Fund, Ltd.

Source: Form D, filed Mar 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORT SHERIDAN JAPAN FUND, LTD

Investment adviser: FORT SHERIDAN ADVISORS LLC

Gross asset value
$1.3M
Beneficial owners
14
ADV minimum commitment
$1M

Reported in Form ADV on Dec 9, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C INC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 1055677 · Dec 9, 2016 · Schedule D 7.B.(1), fund 805-9846643182

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William N/A Ake Director, Promoter
N/A N/A Fort Sheridan Advisors Llc Promoter
Erez N/A Kalir Promoter
Peter M Karmin Executive
Michael Mc Donald Director
Craig N/A Perry Director, Promoter
Geoff N/A Ruddick Director
N/A N/A Sabretooth Capital Management, Llc Promoter
Anna Yonge Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Box 309, Ugland House
George Town, E9, KY1-1104