Form D · Other
FORMATION METALS INC
Vancouver, A1 · CIK 0000911586
Offering snapshot reported Jun 15, 2016 · SEC filing
- Reported sold
- $503K Offering amount: $503K
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 15, 2016 | Initial | $503,452 | No comparison | 4 | SEC filing |
| May 27, 2010 | Initial | $1,765,650 | No comparison | 5 | SEC filing |
| May 14, 2009 | Initial | $5,852,718 | No comparison | Not reported | SEC filing |
| Jun 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 30, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $27.7K
- Finders' fees
- $0
- Form D file number
- 021-265110
2196900 units at CDN$0.30 per Unit. Each Unit consists of one common share and one-half of 1 common share purchase warrant. Each full Warrant entitles the holder to acquire one share at CDN$0.40 for a period of 24 months following the closing date.
The Issuer paid a total commission fee of USD$27,700.56 and 120,876 warrants to Dundee Securities Ltd. The warrants have an exercise price of CDN$0.37 and entitles the holder to acquire one share for a period of 24 months following the closing date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dundee Securities Ltd. | None | Dundee Securities Inc. · CRD 39759 |
Source: Form D, filed Jun 15, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Cecil Andrus | Director |
| J. Scott Bending | Director, Executive |
| Jeffrey Scott Bending | Director, Executive |
| David Christie | Director |
| James B.P. Engdahl | Director |
| Charles Entrekin | Director |
| Paul Farquharson | Executive |
| Mari Ann Green | Director, Executive |
| Gregory A. Hahn | Director |
| Scott Hean | Director |
| Rick Honsinger | Executive |
| Robert G. Metka | Director |
| Robert J. Quinn | Director |
| William G. Scales | Director, Executive |
| David M.R. Stone | Director |
| Marc Tran | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
#1810 999 West Hastings Street
Vancouver, A1, V6C 2W2
Vancouver, A1, V6C 2W2