Form D · Other Technology
FORGE NANO, INC.
Thornton, CO · CIK 0001719324
Offering snapshot reported Jan 3, 2024 · SEC filing
- Reported sold
- $44.2M Offering amount: $70M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Dec 20, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$15,000,000 → $44,217,408
- Reported investors1 → 25
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 3, 2024 | Amendment | $44,217,408 | $29,217,408vs Jan 5, 2023 | 25 | SEC filing |
| Jan 5, 2023 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
| Mar 28, 2022 | Initial | $670,000 | No comparison | 4 | SEC filing |
| Mar 28, 2022 | Amendment | $670,000 | $0vs Mar 28, 2022 | 4 | SEC filing |
| Jun 21, 2021 | Initial | $2,815,757 | No comparison | 23 | SEC filing |
| Jan 7, 2019 | Initial | $21,007,690 | No comparison | 33 | SEC filing |
| Aug 23, 2018 | Initial | $1,000,000 | No comparison | 14 | SEC filing |
| Oct 24, 2017 | Amendment | $3,035,000 | $0vs Oct 20, 2017 | 25 | SEC filing |
| Oct 20, 2017 | Initial | $3,035,000 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-469828
Series C Convertible Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pickwick Capital Partners | 130672 |
Source: Form D, filed Jan 3, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Danner | Director |
| Ingo Drescher | Director |
| Bill Flecky | Executive |
| David King | Director |
| Michael Kleinberg | Executive |
| Jim La Casse | Director |
| James La Casse | Director |
| Chris Lee | Director |
| Thomas Lehnert | Director |
| Paul Lichty | Director, Executive |
| Jack Mcfarland | Executive |
| Jack Mc Farland | Executive |
| Millicent Pitts Di Cicco | Director |
| Reuben Sarkar | Executive |
| Dennis Townsend | Director |
| James Trevey | Director |
| Gary Ullman | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
12300 Grant Street
Thornton, CO, 80241
Thornton, CO, 80241