Form D · Insurance
Forethought Financial Group Inc.
Houston, TX · CIK 0001407387
Offering snapshot reported Nov 18, 2010 · SEC filing
- Reported sold
- $141M Offering amount: $141M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 6, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$104,795,000 → $140,878,140
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2010 | Amendment | $140,878,140 | $36,083,140vs Nov 20, 2009 | 54 | SEC filing |
| Nov 20, 2009 | Initial | $104,795,000 | No comparison | 54 | SEC filing |
| Jul 18, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $3.04M
- Form D file number
- 021-106356
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mark Behrman | 1657208 | Sterne, Agee & Leach · CRD 791 |
Source: Form D, filed Nov 18, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Craig A. Anderson | Executive |
| Kenneth J. Bohrer | Executive |
| Stephen J. Bontell | Executive |
| J. Thomas Burkhard | Executive |
| Mary L Cavanaugh | Executive |
| Ngaire E. Cuneo | Executive |
| David De Gorter | Executive |
| Robert M. Devlin | Director |
| Michael H. Ebmeier | Executive |
| David W. Entrekin | Executive |
| Davis R. Fulkerson | Director |
| Joseph P. Girgenti | Executive |
| John A. Graf | Director, Executive |
| Mark J. Guzniczak | Executive |
| Michael P. Kilkenny | Executive |
| Melinda L. Lauber | Executive |
| David K. Mullen | Executive |
| Paula G. Nelson | Executive |
| Daniel R. Patterson | Executive |
| Arthur W. Pickering | Executive |
| Michael J. Poulos | Director |
| Nicholas Rasmussen | Director |
| Eric D. Todd | Executive |
| Antonio Torres | Executive |
| Cathy Wildt | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
3200 Southwest Freeway Suite 1300
Houston, TX, 77027
Houston, TX, 77027