Form D · Investment Banking
FORDHAM HOLDINGS GROUP INC
New York, NY · CIK 0001019998
Offering snapshot reported Apr 19, 2017 · SEC filing
- Reported sold
- Yet to sell Offering amount: $300K
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 19, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 19, 2015 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Sep 8, 2015 | Initial | $100,000 | No comparison | 4 | SEC filing |
| Jun 3, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 23, 2015 | Initial | $125,000 | No comparison | 2 | SEC filing |
| Apr 4, 2014 | Initial | $50,000 | No comparison | 2 | SEC filing |
| Nov 27, 2013 | Initial | $25,000 | No comparison | 1 | SEC filing |
| Jun 26, 2012 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Mar 16, 2012 | Initial | $50,000 | No comparison | 2 | SEC filing |
| Oct 5, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Dec 30, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $18K
- Finders' fees
- $0
- Form D file number
- 021-285119
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fordham Financial Management, Inc. | 20996 |
Source: Form D, filed Apr 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Baquet | Director, Executive, Promoter |
| Charles Giordano | Director, Executive, Promoter |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
17 Battery Place South, Suite 643
New York, NY, 10004
New York, NY, 10004