Form D · Private Equity Fund

FORD FINANCIAL FUND II, L.P.

Dallas, TX · CIK 0001540063

Offering snapshot reported Jan 28, 2013 · SEC filing

Reported sold: $343M
Investors reported: 14
Minimum accepted: $0
First sale: Feb 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 14

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 28, 2013	Amendment	$343,002,220	No comparison	14	SEC filing
Jan 31, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $7M (estimated)
Finders' fees: $0
Form D file number: 021-172687

The general partner reserves the right to accept a greater or lesser amount of limited partner interests.

Such fees will only be paid upon the sale of interests to certain investors (based upon a fee schedule) and such amounts will not be finalized until completion of the offering.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS SECURITIES LLC	7654

Source: Form D, filed Jan 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORD FINANCIAL FUND II, L.P.

Investment adviser: GJF FINANCIAL MANAGEMENT II, LLC

Gross asset value: $756M
Beneficial owners: 33
ADV minimum commitment: $0

Reported in Form ADV on Apr 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MITSUBISHI UFJ FUND SERVICES WATERLOO, ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA DALLAS, Texas, United States Related to adviser: No

Custodian MERRILL LYNCH & CO. DALLAS, Texas, United States Related to adviser: No

Marketer UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 906768 · Apr 1, 2015 · Schedule D 7.B.(1), fund 805-1051267084

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
FORD FINANCIAL FUND II, L.P. (this fund)	Jan 28, 2013	$343,002,220	14
FORD FINANCIAL FUND III, L.P.	Mar 11, 2019	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gerald J. Ford	Executive, Promoter
Carl B. Webb	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 Crescent Court, Suite 1350
Dallas, TX, 75201