Form D · Other Banking and Financial Services

Foothill Securities, Inc

Mountain View, CA · CIK 0001440120

Offering snapshot reported Feb 3, 2012 · SEC filing

Reported sold: $475K
Investors reported: 99
Minimum accepted: $0
First sale: Mar 31, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$346,567 → $474,568
Reported investors91 → 99

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 3, 2012	Amendment	$474,568	$128,001vs Dec 23, 2010	99	SEC filing
Dec 23, 2010	Amendment	$346,567	No comparison	91	SEC filing
Dec 15, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-125391

Source: Form D, filed Feb 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Greg Aynesworth	Director
John C Burroughs	Director
Stephen Chipman	Director, Executive
Michael Destro	Director
Jean Gannett	Director
Michael Melby	Director
Carl Reinhardt	Director
Martin Shapiro	Director
Kathryn G Spelman	Director
Richard S Warga	Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:

150 E Dana Street
Mountain View, CA, 94041