Form D · Other Banking and Financial Services
Focus Financial Partners LLC
New York, NY · CIK 0001351675
Offering snapshot reported Jan 28, 2011 · SEC filing
- Reported sold
- $1.25M Offering amount: $1.25M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 31, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 28, 2011 | Initial | $1,247,400 | No comparison | 1 | SEC filing |
| Jan 7, 2010 | Initial | $2,804,412 | No comparison | 4 | SEC filing |
| Nov 20, 2009 | Initial | $50,000,000 | No comparison | 14 | SEC filing |
| Nov 18, 2009 | Initial | $4,490,997 | No comparison | 1 | SEC filing |
| Jul 21, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 20, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 19, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 27, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-154550
Source: Form D, filed Jan 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ruediger Adolf | Director, Executive |
| William Campbell | Director |
| Christopher Dean | Director |
| Bettina Eckerie | Executive |
| Bettina Eckerle | Executive |
| Rajini Kodialam | Executive |
| Kevin Mohan | Director |
| James Shanahan | Executive |
| Alan Spoon | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
909 3 Rd Avenue 12 Th Floor
New York, NY, 10022
New York, NY, 10022