Form D · Other Technology

Focus Automated Equities, LLC

Metairie, LA · CIK 0001646356

Offering snapshot reported Jul 18, 2023 · SEC filing

Reported sold: $5.34M
Investors reported: 17
Minimum accepted: $0
First sale: Jul 1, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,341,356 → $5,341,389
Minimum accepted$6,944 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 18, 2023	Amendment	$5,341,389	$33vs Jul 13, 2018	17	SEC filing
Mar 15, 2021	Initial	$4,178,215	No comparison	14	SEC filing
Jul 13, 2018	Initial	$5,341,356	No comparison	17	SEC filing
May 23, 2017	Initial	$50,000	No comparison	2	SEC filing
Mar 9, 2016	Initial	$234,000	No comparison	4	SEC filing
Aug 20, 2015	Initial	$500,000	No comparison	1	SEC filing
Jun 26, 2015	Initial	$5,000,000	No comparison	20	SEC filing

Offering details

Securities: Equity, Security to be acquired
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-316855

Additional securities offered pursuant to this amendment were acquired by exercising existing warrants.

Source: Form D, filed Jul 18, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FOCUS AUTOMATED EQUITIES, LLC

Investment adviser: FREEGULLIVER, L.L.C.

Gross asset value: $11M
Beneficial owners: 21
ADV minimum commitment: $500K

Reported in Form ADV on Feb 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian HANCOCK WHITNEY BANK NEW ORLEANS, Louisiana, United States Related to adviser: No

Custodian HOME BANK, N.A. LAFAYETTE, Louisiana, United States Related to adviser: No

Custodian LIGHTSPEED FINANCIAL SERVICES GROUP LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

LIGHTSPEED FINANCIAL SERVICES GROUP LLC
SEC 8-52843

Filing source

Form ADV 1596058 · Feb 4, 2022 · Schedule D 7.B.(1), fund 805-4099858013

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Frank Friedler, Iii	Director
Rick Rees	Director
Hugh Britton Sanderford, Jr.	Director

Issuer details

Industry: Other Technology (See others in industry)

Address:

111 Veterans Memorial Boulevard The Heritage Plaza Bldg., Suite 250
Metairie, LA, 70005