Form D · Other Investment Fund

FM First Hong Kong Fund, LLC

New York, NY · CIK 0001578848

Offering snapshot reported Aug 3, 2015 · SEC filing

Reported sold: $163M
Investors reported: 140
Minimum accepted: $70K
First sale: May 31, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$86,455,973 → $163,413,703
Reported investors100 → 140

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 3, 2015	Amendment	$163,413,703	$76,957,730vs Jun 9, 2014	140	SEC filing
Jun 9, 2014	Amendment	$86,455,973	$28,905,000vs Jun 12, 2013	100	SEC filing
Jun 12, 2013	Initial	$57,550,973	No comparison	77	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-197860

Source: Form D, filed Aug 3, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FM FIRST CHINA FUND, LLC

Investment adviser: FIRST MANHATTAN CO. LLC

Gross asset value: $336M
Beneficial owners: 178
ADV minimum commitment: $500K

Reported in Form ADV on Jan 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1706634 · Jan 31, 2023 · Schedule D 7.B.(1), fund 805-4018407646

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A First Manhattan Co.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

399 Park Avenue
New York, NY, 10022