Form D · Manufacturing
Fluence Corp Ltd
Golden Valley, MN · CIK 0001999937
Offering snapshot reported Dec 7, 2023 · SEC filing
- Reported sold
- $7.2M Offering amount: $7.2M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 31, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 7, 2023 | Initial | $7,198,263 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $427K
- Finders' fees
- $0
- Form D file number
- 021-499013
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bell Potter Securities Ltd | None | Bell Potter Securities (US) LLC · CRD 289328 |
Source: Form D, filed Dec 7, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mel Ashton | Director |
| Doug Brown | Director |
| Richard Cisterna | Executive |
| Paul Donnelly | Director |
| Ben Fash | Executive |
| Ross Haghighat | Director |
| Richard Irving | Director |
| Melanie Leydin | Executive |
| Natalya Medinina | Executive |
| Tom Pokorsky | Director, Executive |
| Spencer Smith | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
7135 Madison Avenue West
Golden Valley, MN, 55427
Golden Valley, MN, 55427