Form D · Hedge Fund

Flat Footed III LLC

Wilson, WY · CIK 0001795372

Offering snapshot reported Dec 3, 2021 · SEC filing

Reported sold
$9.33M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 15, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.67M$9.33MDec 3, 2019: $5,901,123.00Dec 3, 2019Dec 3, 2020: $8,751,123.00Dec 3, 2020Dec 3, 2021: $9,330,784.00Dec 3, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,751,123 → $9,330,784
  • Reported investors8 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 3, 2021Amendment$9,330,784$579,661vs Dec 3, 20209SEC filing
Dec 3, 2020Amendment$8,751,123$2,850,000vs Dec 3, 20198SEC filing
Dec 3, 2019Initial$5,901,123No comparison7SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$32.4K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-354587

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ACCESS SECURITIES, LLC22455

Source: Form D, filed Dec 3, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FLAT FOOTED III LLC

Investment adviser: FLAT FOOTED LLC

Gross asset value
$19.6M
Beneficial owners
8
ADV minimum commitment
$0

Reported in Form ADV on May 17, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN NEW YORK, New York, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MANN MANN JENSEN PARTNERS LP NEW YORK, New York, United States Related to adviser: Yes
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUMSMITH+BROWN
PCAOB 100

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

MORGAN STANLEY & CO. LLC
SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

MANN MANN JENSEN PARTNERS LP
CRD 137389 · SEC 8-67083

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1535117 · May 17, 2021 · Schedule D 7.B.(1), fund 805-9989871800

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Flat Footed Ii Gp Llc Executive, Promoter
Flat Footed Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3465 N Pines Way Suite 104 Box 206
Wilson, WY, 83014