Form D · Private Equity Fund

FLAG PRIVATE EQUITY IV LP

Stamford, CT · CIK 0001432727

Offering snapshot reported Mar 31, 2010 · SEC filing

Reported sold
$128M
Offering amount: $300M
Investors reported
64
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 28, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$64.1M$128MApr 9, 2009: $124,374,500.00Apr 9, 2009Mar 31, 2010: $128,174,500.00Mar 31, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$124,374,500 → $128,174,500

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2010Amendment$128,174,500$3,800,000vs Apr 9, 200964SEC filing
Apr 9, 2009Amendment$124,374,500No comparisonNot reportedSEC filing
Apr 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-117110
The total amount of Sales Commissions and Finders' Fees paid in connection with the offering will be determined at the final closing of the Fund.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Choice Investments, Inc.17665

Source: Form D, filed Mar 31, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Bardorf Executive
Peter L Denious Executive
Diana H Frazier Executive
Timothy C Fritzinger Executive
James H Gasperoni Executive
Karen M Hansen Executive
Dan Iamiceli Executive
L Peter Lawrence Executive
Geoff Le Mieux Executive
Malcolm Mc Allister Executive
Eileen Nelson Executive
Scott W Reed Executive
Louis Sciarretta Jr Executive
Michael Sullivan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Flag Capital Management Llc 1266 East Main Street, 5 Th Floor
Stamford, CT, 06902