Form D · Other Investment Fund

Flag Point Convertible Fund, L.P.

New York, NY · CIK 0001603839

Offering snapshot reported Apr 11, 2019 · SEC filing

Reported sold
$7.37M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.68M$7.37MApr 11, 2014: $4,291,983.00Apr 11, 2014Apr 10, 2015: $5,366,984.00Apr 10, 2015Apr 11, 2016: $5,366,984.00Apr 11, 2016Apr 11, 2017: $6,366,983.00Apr 11, 2017Apr 11, 2018: $7,366,983.00Apr 11, 2018Apr 11, 2019: $7,366,983.00Apr 11, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2019Amendment$7,366,983$0vs Apr 11, 201819SEC filing
Apr 11, 2018Amendment$7,366,983$1,000,000vs Apr 11, 201719SEC filing
Apr 11, 2017Amendment$6,366,983$999,999vs Apr 11, 201618SEC filing
Apr 11, 2016Amendment$5,366,984$0vs Apr 10, 201517SEC filing
Apr 10, 2015Amendment$5,366,984$1,075,001vs Apr 11, 201417SEC filing
Apr 11, 2014Initial$4,291,983No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-215351

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Deutsche Bank Securities Inc.2525
Credit Suisse Securities (USA) LLC816

Source: Form D, filed Apr 11, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FLAG POINT CONVERTIBLE FUND, L.P.

Investment adviser: SHENKMAN CAPITAL MANAGEMENT, INC.

Gross asset value
$6.04M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Marketer CLEARWAY CAPITAL SOLUTIONS PTY LTD SYDNEY, Australia Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 1438981 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-6062271767

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark R. Shenkman Executive
Shenkman Capital Management, Inc. Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Shenkman Capital Management, Inc. 461 Fifth Avenue, 22 Nd Floor
New York, NY, 10017