Form D · REITS and Finance
Five Oaks Investment Corp.
New York, NY · CIK 0001547546
Offering snapshot reported Feb 5, 2013 · SEC filing
- Reported sold
- $100K Offering amount: $100K
- Investors reported
- 100 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 22, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2013 | Initial | $100,000 | No comparison | 100 | SEC filing |
| May 23, 2012 | Initial | $26,499,500 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-191327
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H&L Equities, LLC | 113794 |
Source: Form D, filed Feb 5, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIVE OAKS INVESTMENT CORP.
Investment adviser: OAK CIRCLE CAPITAL PARTNERS LLC
- Gross asset value
- $75M
- Beneficial owners
- 6
- ADV minimum commitment
- $500K
Reported in Form ADV on Jul 13, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 659224 · Jul 13, 2012 · Schedule D 7.B.(1), fund 805-1323180092
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Carroll | Director, Executive |
| Kian Fui (Paul) Chong | Executive |
| David Oston | Director, Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:New York, NY, 10022