Form D · Private Equity Fund
Five Elms III A, L.P.
Prairie Village, KS · CIK 0001679757
Offering snapshot reported Sep 28, 2016 · SEC filing
- Reported sold
- Yet to sell Offering amount: $125M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 28, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-271474
The aggregate "Total Offering Amount" of the Issuer, Five Elms III B, L.P. and Five Elms III Q, L.P. (each of which is a "parallel fund" of the Issuer) is $125,000,000.
The total amount of Sales Commissions paid in connection with the offering will be determined at the final closing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sparring Partners Capital LLC | 133780 |
Source: Form D, filed Sep 28, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIVE ELMS III A, LP
Investment adviser: FIVE ELMS CAPITAL MANAGEMENT, LLC
- Gross asset value
- $17.2M
- Beneficial owners
- 25
- ADV minimum commitment
- $250K
Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
ACADEMY BANK, NATIONAL ASSOCIATION
LEI 549300LP0CV2MNC1GV68
BANC OF CALIFORNIA
LEI 5493OOA7DTSCJLI33451
Filing source
Form ADV 2109529 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-6333465035
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fred N. Coulson, Iv | Executive |
| N/A Five Elms Iii Gp, Llc | Executive |
| N/A Five Elms Iii Gp, L.P. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Prairie Village, KS, 66208