Form D · Private Equity Fund
Five Elms Equity Fund II, L.P.
Prairie Village, KS · CIK 0001532806
Offering snapshot reported May 29, 2013 · SEC filing
- Reported sold
- $19.5M Indefinite offering
- Investors reported
- 37 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 29, 2013 | Initial | $19,494,950 | No comparison | 37 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $4.8K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-197195
Limited Partner Interests
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SecondMarket, Inc. | 136962 | SecondMarket, Inc. · CRD 136962 |
Source: Form D, filed May 29, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIVE ELMS EQUITY FUND II LP
Investment adviser: FIVE ELMS CAPITAL MANAGEMENT, LLC
- Gross asset value
- $23.4M
- Beneficial owners
- 91
- ADV minimum commitment
- $25K
Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US, LLP
PCAOB 49
ACADEMY BANK, NATIONAL ASSOCIATION
LEI 549300LP0CV2MNC1GV68
Filing source
Form ADV 2109529 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-7486276181
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fred N Coulson, Iv | Executive |
| Five Elms Equity Fund Ii Gp, Llc | Executive |
| Saran Ferraro | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Prairie Village, KS, 66208