Form D · Other Investment Fund

Fisher Investments Institutional Group Frontier Markets Equity Fund

Camas, WA · CIK 0001646892

Offering snapshot reported Jun 7, 2023 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 17, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.03M$10.1MJul 1, 2015: $10,067,662.00Jul 1, 2015Jun 28, 2016: $10,067,662.00Jun 27, 2017: $10,067,662.00Jun 19, 2018: $10,067,662.00Jun 12, 2019: $10,067,662.00Jun 9, 2020: $10,067,662.00Jun 9, 2021: $10,067,662.00Jun 7, 2022: $10,067,662.00Jun 7, 2023: $0.00Jun 7, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,067,662 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 7, 2023Amendment$0-$10,067,662vs Jun 7, 20221SEC filing
Jun 7, 2022Amendment$10,067,662$0vs Jun 9, 20211SEC filing
Jun 9, 2021Amendment$10,067,662$0vs Jun 9, 20201SEC filing
Jun 9, 2020Amendment$10,067,662$0vs Jun 12, 20191SEC filing
Jun 12, 2019Amendment$10,067,662$0vs Jun 19, 20181SEC filing
Jun 19, 2018Amendment$10,067,662$0vs Jun 27, 20171SEC filing
Jun 27, 2017Amendment$10,067,662$0vs Jun 28, 20161SEC filing
Jun 28, 2016Amendment$10,067,662$0vs Jul 1, 20151SEC filing
Jul 1, 2015Initial$10,067,662No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242899

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Jun 7, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FISHER INVESTMENTS INSTITUTIONAL GROUP FRONTIER MARKETS EQUITY FUND

Investment adviser: FISHER ASSET MANAGEMENT, LLC

Gross asset value
$364K
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Jul 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELIOTTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELIOTTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 1885900 · Jul 29, 2024 · Schedule D 7.B.(1), fund 805-8937015104

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth L Fisher Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5525 Nw Fisher Creek Drive
Camas, WA, 98607