Form D · Venture Capital Fund

FirstMark Capital A1, L.P.

New York, NY · CIK 0001680769

Offering snapshot reported Aug 5, 2016 · SEC filing

Reported sold: $13M
Investors reported: 2
Minimum accepted: $0
First sale: Jul 22, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 5, 2016	Initial	$13,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-268415

Source: Form D, filed Aug 5, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRSTMARK CAPITAL A1, L.P.

Investment adviser: FIRSTMARK CAPITAL, LLC

Gross asset value: $55.1M
Beneficial owners: 14
ADV minimum commitment: $0

Reported in Form ADV on Apr 28, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PRIVATE EQUITY SERVICES, INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 1536291 · Apr 28, 2021 · Schedule D 7.B.(1), fund 805-4296867128

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Heitzmann	Executive
Amish Jani	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 5 Th Avenue, 3 Rd Fl
New York, NY, 10011