Form D · Commercial Banking
First Western Financial Inc
Denver, CO · CIK 0001327607
Offering snapshot reported Dec 15, 2022 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 5, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 15, 2022 | Initial | $20,000,000 | No comparison | 7 | SEC filing |
| Sep 14, 2021 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
| Dec 9, 2020 | Initial | $10,000,000 | No comparison | 5 | SEC filing |
| Mar 23, 2020 | Initial | $8,000,000 | No comparison | 1 | SEC filing |
| Sep 14, 2018 | Initial | $0 | No comparison | 30 | SEC filing |
| Sep 25, 2017 | Initial | $1,678,935 | No comparison | 9 | SEC filing |
| Oct 25, 2016 | Initial | $7,065,606 | No comparison | 24 | SEC filing |
| Aug 16, 2012 | Initial | $7,300,000 | No comparison | 17 | SEC filing |
| Jul 17, 2012 | Initial | $5,075,000 | No comparison | 16 | SEC filing |
| Jul 22, 2010 | Initial | $334,375 | No comparison | 7 | SEC filing |
| Jun 17, 2009 | Initial | $2,975,590 | No comparison | 18 | SEC filing |
| Sep 9, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 25, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 16, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 4, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 16, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K
- Finders' fees
- $0
- Form D file number
- 021-467616
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 |
Source: Form D, filed Dec 15, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Bennett | Director |
| Julie A. Caponi | Director |
| Rebecca H. Cordes | Executive |
| Julie A. Courkamp | Director, Executive |
| Duncan R. David | Director |
| David R. Duncan | Director |
| Stanley A. Gallery | Director |
| Karen L. Garcia | Executive |
| Thomas A. Gart | Director |
| Patrick H. Hamill | Director |
| Stephen O. James | Director |
| Luke A. Latimer | Director |
| Scott J. Lawley | Executive |
| Hudson Mead | Executive |
| Scott C. Mitchell | Director |
| Melissa J. Montgomery Fitzsimmons | Executive |
| Warren J. Olsen | Director, Executive |
| Karen Post | Executive |
| John E. Sawyer | Executive |
| John Shope | Executive |
| Eric D. Sipf | Director |
| Mark L. Smith | Director |
| Daniel C. Thompson | Executive |
| Martha C. Tracey | Director |
| Ryan C. Trigg | Executive |
| Josh M. Wilson | Executive |
| Scott C. Wylie | Director, Executive |
| Joseph C. Zimlich | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1900 Sixteenth St, #1200
Denver, CO, 80202
Denver, CO, 80202