Form D · Hedge Fund

FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP

Los Angeles, CA · CIK 0001010754

Offering snapshot reported Sep 26, 2017 · SEC filing

Reported sold
$18M
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$168M$335MJun 7, 2010: $335,090,136.00Jun 7, 2010Sep 26, 2017: $18,014,844.00Sep 26, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$335,090,136 → $18,014,844
  • Reported investors282 → 0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 26, 2017Amendment$18,014,844-$317,075,292vs Jun 7, 20100SEC filing
Jun 7, 2010Initial$335,090,136No comparison282SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-143037

Source: Form D, filed Sep 26, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP

Investment adviser: FIRST WESTERN CAPITAL MANAGEMENT COMPANY

Gross asset value
$0
Beneficial owners
21
ADV minimum commitment
$250K

Reported in Form ADV on Mar 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MA. CORAZON MERCADO-BAUTISTA, CPA LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor COHEN & COMPANY LTD CLEVELAND, Ohio, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN & COMPANY LTD
PCAOB 925

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1290942 · Mar 26, 2019 · Schedule D 7.B.(1), fund 805-6853618749

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A First Western Capital Management Company Promoter
Barry P Julien Executive
Kenneth D Malamed Executive
Warren J Olsen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O First Western Capital Management Com 1900 Avenue Of The Stars, Suite 900
Los Angeles, CA, 90067-4310